Composite
fermions are a new class of exotic particles discovered in
condensed
matter physics. Composite fermions were originally predicted
theoretically to
explain the "fractional quantum Hall
effect" (FQHE), one of the most spectacular phenomena discovered in
physics during
the past three decades, but are now known to describe a
superstructure
that encompasses phenomena beyond FQHE as well.
Fractional quantum Hall
effect
When a two-dimensional electron system is exposed to a strong
transverse magnetic field, it forms a new quantum liquid whose
phenomenology rivals superconductivity and superfluidity in its
richness and elegance. The
investigation of this wonderful mystery has led to the discovery of
some of the most profound
and unprecedented emergent
structures in modern physics.
In 1980, Klaus
von Klitzing made the dramatic discovery of the "integral quantum Hall
effect" (IQHE), namely extremely precise quantization of the Hall
resistance at R
H=h/ie
2 where i is an
integer, for which he received the
1985
Nobel Prize. The origin of
the IQHE is conceptually straightforward. In the presence of a magnetic
field, the kinetic energy levels of
electrons become quantized, called Landau levels. The IQHE
follows from the
fact that a unique, gapped ground state is obtained when an integral
number of
Landau
levels are fully occupied. (The number of filled
Landau levels is called the filling factor.) The IQHE is the most
striking manifestation of the
quantization of the electron's kinetic energy into Landau levels.
In 1982, Daniel C. Tsui, Horst L. Stormer, and Arthur C. Gossard
discovered the "1/3 effect," namely a pleateau on which the Hall
resistance is quantized at R
H=h/(1/3)e
2
(
Nobel
Prize, 1998). This was the beginning of the FQHE, which
refers to the existence of accurately quantized Hall resistance
plateaus at values given by R
H=h/fe
2, where f is
a rational fraction. More than 70 fractions have been observed to date.
They all have odd denominators, with one exception.
The FQHE occurs at high magnetic
fields, most prominently when all electrons fall into their lowest
Landau level. A model
that neglects interactions is inadequate, and theory must deal head-on
with the
problem of
interacting electrons confined to the
lowest Landau level. The difficulty lies in the fact that the FQHE is a
nonperturbative effect, as can be appreciated
from the following observations:
- The
degeneracy problem-
Given that we do not even know how to solve the general problem of three interacting particles, a
collection of macroscopically many interacting particles can be
expected to be incredibly complex. Sometimes, a perturbative treatment
of the interaction may be satisfactory, as is the case for Landau Fermi
liquids. Such a treatment is not possible for the FQHE problem,
because switching off the Coulomb interaction produces an
astronomically large number
of degenerate ground states.
- Absence
of a "normal state"-
For certain problems,
such as weakly coupled superconductors, we
begin with a normal state, which is the solution of the noninteracting
problem, and ask what instability occurs when an appropriate
interaction is
turned on. As indicated in the preceding paragraph, for the FQHE
problem no unique state
is obtained in the absence of interaction. In other words: The FQHE has
no normal state.
- Lack
of a small parameter-
We often treat interaction as a perturbation. For the FQHE problem, the
interaction energy is the only energy scale, so cannot
be treated as small.
- Nonperturbative
physics-Through FQHE, nature is telling us that the
repulsive interelectron interaction has a nonperturbative effect: at
certain
filling factors, it removes the enormous degeneracy of the
noninteracting system to produce unique and robust ground
states which are separated from excitations by a gap. The gaps open for
arbitrarily weak interaction strengths.
The situation may appear hopeless. We do not even know where to
begin, and there exists no small parameter to guide our thinking.
It may therefore come as a pleasant surprise that a secure and
well established theoretical understanding of this phenomenon has been
achieved. To summarize:
A
single emergent
principle, namely the formation of exotic topological particles called
composite fermions, provides a
unified explanation of the vast
phenomenology of the fractional quantum Hall effect, makes unexpected
and nontrivial predictions that have
subsequently been verified, and leads to a parameter-free microscopic
theory that produces accurate numbers
for experimentally measurable quantities! Composite fermions have been
directly observed in several experiments, their quantum numbers have
been measured, and many of their states and phenomena have been
confirmed. The exotic state
of matter in the lowest Landau level is, in fact, a liquid of composite
fermions.
Composite fermions are bound states of
electrons and quantized vortices. They are the
fundamental building blocks of the FQHE -- they play the same role in
the FQHE as electrons do in the integral quantum Hall effect. The
existence of composite fermions has
numerous definite, unambiguous, unexpected, and inescapable
consequences, listed below, which have been
critically examined time and again through a number of experimental and
numerical tests, within
and beyond the
FQHE.
Unlike
superconductors and superfluids, the composite-fermion liquid has
no underlying Bose-Einstein
condensation, no spontaneously broken symmetry, and no order parameter.
It represents a new paradigm for collective behavior, whose
investigation has led to the development of a new conceptual
framework and a new language.
Composite fermion theory
The composite fermion theory postulates
that when a two-dimensional electron
system is exposed to a strong
transverse magnetic field, electrons minimize their interaction energy
by capturing
an even number of quantized vortices to create new particles called
composite
fermions. It further postulates that composite fermions themselves are
weakly interacting (for many situations); that is, the only
nonperturbative effect of interactions is to produce composite
fermions. The complex, strongly correlated liquid of interacting
electrons thus
transforms into
a weakly interacting gas of composite fermions. (
An
artistic depiction by Kwon Park.) The composite fermion
is sometimes also envisioned and modeled as
an
electron carrying an even number of magnetic flux quanta; while this
definition
captures the topological character of the composite fermion, it is not
to be taken literally.
An important accomplishment of the composite fermion theory is the
immediate explanation of the FQHE: The mysterious FQHE is a
manifestation of the IQHE of composite fermions. The
unification of the FQHE and the IQHE was the original inspiration for
the composite fermion theory.
The most fundamental
property of
composite fermions is that they experience an effective magnetic field
(B*) that is reduced from the external magnetic field (B) by an amount
proportional to the number of vortices bound to composite fermions.
(The Berry phases due to vortices partly cancel the Aharonov Bohm
phases from the external magnetic field to produce an effective
magnetic field.) This single property is responsible for most of the
unexpected phenomenology in the lowest Landau level. Composite fermions
form
Landau-like levels, called Λ levels, in the effective
magnetic field. Their filling factor is much larger than the
filling factor of electrons. The explicit expressions for the
effective magnetic field and the composite-fermion filling factor can
be found
here.
Based on this physics, parameter-free wave functions for ground and
excited states of interacting
electrons
at B can be constructed in terms of the known wave functions for the
ground and excited states of noninteracting fermions at
B* (the explicit form given
here),
which enable an accurate microscopic description of composite fermions.
A field theoretical formulation of composite fermions proceeds by
making an exact
transformation (a singular Chern-Simons gauge transformation) to attach
point flux quanta to electrons, followed by a mean field approximation
that
spreads the bound magnetic flux uniformly to produce particles in a new
magnetic field.
The composite fermion state is a "
hidden
Fermi liquid" in the sense defined by P.W.
Anderson: It is a non-Fermi liquid (not perturbatively connected to a
system of noninteracting electrons), but is
related to an ordinary Fermi liquid in an unphysical Hilbert space,
namely a weakly interacting system of fermions in an effective magnetic
field.
The exotic character of composite fermions is illustrated by their
following properties:
- Topological particles:
Composite fermions are "topological particles" because one of
their constituents, namely the quantized vortex, is a topological
object. A vortex produces a phase of 2π for a closed loop around
it, independent of the size and the shape of the loop; this topological
feature is what allows us to count
the number of vortices. The topological character of composite fermions
manifests most directly through the effective magnetic field.
- Topological quantum fluids:
Because composite fermions are topological particles, all of
their states, such as their Fermi sea or QHE, are topological quantum
fluids.
- Nonperturbative particles:
Composite fermions are nonperturbative entities. Being quantized
due to their topology, the vortices cannot be
bound to electrons "continuously" -- they are either bound or not.
Composite fermions are thus not perturbatively connected to electrons,
but are topologically distinct particles. The formation of composite
fermions reveals the intrinsically nonperturbative nature of the FQHE
state.
- Complex collective bound
states:
Because all electrons
participate in the formation of a single
vortex, each composite fermion is an incredibly complex collective
entity from the vantage point of the electrons. Nonetheless, composite
fermions behave as legitimate particles with mass, charge, spin,
statistics, and other properties that we associate with particles.
Surprisingly, composite fermions can be treated as almost free for a
qualitative understanding of many (but not all) essential experimental
observations.
Successes of the
composite
fermion theory
"A
theory is the more impressive the
greater the simplicity of its premises, the more different kinds of
things it relates, and the more extended its area of applicability."
-Albert Einstein
Confirming the validity of a theory is
perhaps more straightforward when it concerns an unconventional
state with a large body
of anomalous experimental facts. Some salient successes of the
composite fermion theory for the explanation of the phenomenology of
interacting electrons in the lowest Landau level are listed here;
more details and references to the original articles (which are too
numerous to list here) can be found in the books and review articles
listed below.
- Identification of weakly
interacting particles: An important accomplishment of the
composite fermion theory is to identify the weakly interacting
particles of the FQHE. Most of the phenomenology is
well explained in an approximate model that neglects the weak residual
interaction between composite fermions; this includes FQHE at fractions
of the form n/(2pn+1) and n/(2n-1); origin of sequences; compressible
state at 1/2; filling factor dependence of gaps; spin physics. Certain
other phenomena, such as FQHE at 4/11 and 5/2, require a consideration
of the residual interaction between composite fermions.
- Origin of gaps in a partially
filled Landau level: The composite fermion theory
gives a physical understanding for the origin of gaps in a partially
filled Landau level. When the Coulomb interaction is turned on,
electrons transform into composite fermions and the lowest Landau level
splits into Λ levels of composite fermions. Gaps occur when an
integral number of Λ levels are fully occupied, in
complete
analogy to the gaps at integral fillings of electrons.
- Explanation of the FQHE:
The FQHE is a manifestation of the IQHE of composite fermions.
The IQHE of composite fermions with n filled Λ levels corresponds to
FQHE of electrons at fractions n/(2pn+1) and n/(2pn-1).
These are precisely the fractions that appear most prominently in
experiment.
Other fractions, such as 4/11, owe their origin to the weak residual
interaction between composite fermions; these represent fractional QHE of composite
fermions, and are much weaker, just as the FQHE of electrons is weaker
than the IQHE of electrons.
- Explanation of
sequences: In experiment, the fractions do not appear in
isolation but as members of
certain
sequences, which is an important fact about the structure of the FQHE
that theory must explain. Sequences appear most naturally within the
composite fermion
theory, because all fractions derive from
the sequence of integers.
- Explanation of the exactness
of the FQHE: The quantization of the Hall resistance is exact
because the vorticity of composite fermions is quantized to be an even
integer. The exactness of the FQHE thus has a topological origin.
- Unification of FQHE, IQHE,
and non-FQHE states: The composite fermion theory explains all
prominently observed fractions in one stroke, on a completely
equivalent footing. It also unifies the integral and
the fractional quantum Hall effects, explaining the striking similarity
between the two seen in experiment. Finally, it unifies the
compressible
states (next bullet point) into the same
theoretical framework.
- Physics of the half filled
Landau level: The lack of FQHE at 1/2, the simplest
fraction, is another remarkable mystery explained by the composite
fermion theory. Here, a model of noninteracting composite fermions
produces a Fermi sea of composite fermions, for which good experimental
evidence exists through the study of Shubnikov-de Haas oscillations,
surface acoustic wave scattering, and semiclassical cyclotron orbits of
composite fermions. A Fermi sea has no gap, hence no FHQE.
- Origin of FQHE at 5/2:
The FQHE at 5/2, which is half filled second
Landau level, is the only even denominator fraction observed to date in
a single layer. It is believed to originate from a Cooper pairing
instability of the composite fermion Fermi
sea, which opens a gap to produce a FQHE state. The weak residual
interaction between composite fermions is repulsive at 1/2, but
attractive at 5/2, producing different behavior.
- Scarcity of even-denominator
fractions: No fundamental principle excludes FQHE at
even-denominator fractions, and their scarcity is an important puzzle
solved by the composite fermion theory. Odd-denominator fractions are
most robust
because the model of
noninteracting
composite fermions produces only odd-denominator fractions. Even
denominator fractions, in contrast, can be
produced only
as a result of the weak interaction between composite
fermions, and are therefore expected to be much more fragile.
- Role of spin: The
composite fermion theory accurately predicts the possible spin
polarizations of
the various FQHE states and also the Zeeman energies where transitions
from one spin polarization to another take place. The spin polarization
of the state at 1/2 is quantitatively well described in terms of a
composite fermion Fermi sea.
- Unified description of
excitations: For all
odd-denominator FQHE states, the
charged
excitation is an excited composite
fermion (sometimes called a quasiparticle, with the name quasihole
referring to the hole left behind), and the
neutral excitation is a particle hole pair, or an exciton, of composite
fermions. An impressive
variety of excitations (transport gaps, neutral excitons, rotons,
bi-rotons, spin reversed excitations, cyclotron resonance) have been
studied through light scattering, transport, and phonon scattering,
and analyzed successfully in terms of composite fermions.
- Explanation of computer
experiments: The exact solution for systems with a finite number
of
(typically less than 16) particles can be obtained numerically by a
brute force diagonalization of the Coulomb Hamiltonian in the lowest
Landau level. Such computer experiments have allowed some of the
most rigorous microscopic tests of the composite fermion theory. To
this date,
hundreds of systems and more than a thousand eigenstates have been
studied, and in every single case
(for the lowest Landau level), the
composite fermion theory has been confirmed. Computer experiments have
demonstrated a level of accuracy for the composite fermion theory that
may be expected from a theory in atomic
physics or quantum chemistry but is
rare in
condensed matter physics, especially in the context of a
nonperturbative, strongly correlated state. Specifically, computer
experiments show
that:
- the quantum numbers of the low-energy eigenstates of the
interacting system in the FQHE
regime have a one to one correspondence
with those of noninteracting fermions at an effective
magnetic field (the latter can be determined trivially);
- with no adjustable parameters, the predicted energies are
correct to within 0.1-0.2%, and the wave functions have a close to 100%
overlap with the exact wave
functions.
- Quantitative microscopic theory:
With the help of quantum Monte Carlo calculations on large systems, the
composite
fermion theory allows detailed quantitative predictions for many
experimentally measurable
quantities, such as gaps and dispersions, again with no free
parameters. While these are accurate to
within a few percent for an ideal system (such as that studied in
computer experiments), the agreement with real laboratory experiment is
less accurate because of the presence of disorder (which reduces the
values of energy gaps by 30-50%).
- Existence of composite fermions:
Composite fermions manifest themselves most directly through their
reduced effective magnetic field, which has been confirmed
through
- the occurrence of FQHE and its similarity to the IQHE;
- the appearance of
sequences that correspond to the integer sequence of the noninteracting
fermions;
- formation of a Fermi sea at 1/2 filled Landau level;
- direct
measurements of the radius of the cyclotron orbit of the current
carrying entities, which conforms to the reduced effective magnetic
field rather than the applied magnetic field;
- exact diagonalization calculations that show that the low
energy states of the problem of interacting electrons have a one to one
correspondence with that of noninteracting fermions at a reduced
effective magnetic field;
- a close relation
between the wave function of interacting electrons in the external
magnetic field and noninteracting fermions at the reduced magnetic
field.
- Flavors of composite fermions:
Composite fermions carrying two, four, and six vortices have been
observed
experimentally. The liquid of composite fermions carrying more than six
vortices
appears, at present, to be unstable to the formation of a crystal.
- Fermionic nature of composite
fermions:
The fermionic statistics of composite fermions is confirmed
through
- their IQHE (there is no IQHE for bosons);
- their Fermi
sea;
- correct counting of low energy eigenstates in terms of
a model of noninteracting fermions.
- Composite fermion crystals:
At sufficiently low fillings, a crystal state is expected. Numerical
calculations make a compelling case that the crystal is in fact a
crystal of composite fermions. Instead of binding the maximum possible
number of vortices, electrons bind fewer vortices and use the remaining
degree of freedom to produce a correlated crystal.
- Other quantum numbers /
parameters of composite fermions: The charge, spin, statistics,
magnetic moment, mass of composite fermions have been measured in
several experiments.
- Fractional charge and
fractional braiding
statistics: The composite fermions are fermions. However, if one
chooses to treat the background FQHE state as the "vacuum," then "the
screened
charge" and "the screened statistics" of an excited composite fermion
are
fractional. (Fractional charge and fractional braiding statistics were
first proposed by Laughlin and Halperin.) Shot noise experiments have
confirmed fractional
charge.
- Relation to earlier approaches:
Besides producing much new physics (for example, see the
subsequent paragraph), the CF theory also accommodates previously known
facts. Most notably, it recovers Laughlin's 1983 wave
functions for the ground state and the quasihole excitation at the
special fractions of the
form 1/m,
where m is an odd integer. These acquire a new physical interpretation
in the CF theory: the 1/m ground state is one filled Λ level of
composite
fermions carrying m-1 vortices,
and the quasihole represents a missing composite fermion. The
properties of
fractional charge and
fractional braiding statistics for the excitations, deduced originally
by Laughlin and Halperin, can also be derived within the CF theory.
- Predictive power: For
obvious reasons, predictions play a more important role in the
confirmation of a theory
than explanation of known facts. The composite fermion theory has led
to numerous unexpected predictions, which include:
- the existence of composite fermions;
- effective magnetic field;
- similarity between the FQHE and the IQHE;
- sequences of fractions;
- composite fermion Fermi sea;
- spin polarizations of FQHE states and the composite fermion
Fermi sea;
- excitation energies;
- composite fermion mass;
- all of the hundreds of numbers computed with the composite
fermion theory that have been verified by computer and / or
laboratory experiments.
The composite fermion theory possesses many qualities we
desire in
a theory.
- Unification. Unification is one of the strongest
driving forces in physics, because it tells us that we are on the right
track. The composite fermion theory unifies the
mysterious phenomenon of the fractional quantum Hall effect with the
well understood phenomenon of the integral quantum Hall effect. It
further unifies the explanation of all
fractional quantum Hall states and their excitations. Like all
successful unifications, the FQHE-IQHE
unification through composite fermions has many unanticipated
consequences.
- Uniqueness. Another goal of theoretical physics is
to reduce the number of parameters. The fewer parameters a theory has,
the more fundamental it is. The structure of the composite fermion
theory is so constraining that once composite fermions are assumed, it
produces unique, parameter-free wave functions and energies, as well as
definite predictions for the phenomenology.
- Simplicity. A simple intuitive explanation for
the essential phenomenology of the fractional quantum Hall effect
follows from the model
of free composite fermions. It ought not to be forgotten,
however, that the system of noninteracting composite fermions describes
an intricate, strongly correlated state of electrons.
- Falsifiability. The composite fermion theory has
made
numerous definite and non-trivial predictions, qualitative as well as
quantitative, which have been confirmed over the years in laboratory as
well as computers experiments.
- Accuracy. Computer experiments have
demonstrated
that, in spite of its lack of free parameters, the composite fermion
theory is
essentially exact for the lowest Landau level physics.
- Emergent particles.
Of fundamental interest in condensed matter physics are unexpected
conceptual
structures that emerge when many particles interact. Emergent physics
often expresses itself through emergent particles, because strongly
interacting particles
of one kind often reorganize to form new particles that are weakly
interacting. These weakly interacting particles form the basis
for describing the physics, and phenomena that looked mysterious
earlier become simply explicable as properties
of nearly free particles. Some familiar emergent particles are protons,
neutrons, nuclei, helium atoms, phonons, magnons (spin waves), Cooper
pairs. Composite fermions are the weakly
interacting objects of the FQHE liquid. They embody the
profound reorganization that takes place when a collection of
two-dimensional electrons is subjected to a strong magnetic field.
Composite fermions are to FQHE what Cooper pairs are to
superconductivity.
- Topological quantum fluid. We instinctively
associate the phrase "quantum fluid" with one or another kind of
Bose-Einstein condensate
(BEC). A superfluid is a BEC of helium atoms while a superconductor is
a BEC of Cooper pairs. The composite-fermion/FQHE state represents a
new paradigm for collective quantum behavior that does not involve any
BEC; there is no off-diagonal long range order nor any order parameter
for this state. The composite-fermion liquid
is an example of a "topological" phase of matter, as evident most
directly by the fact that composite fermions themselves are topological
particles by virtue of carrying topological quantum-mechanical vortices.
Open issues and challenges:
- FQHE in the second Landau level:
The FQHE in the second Landau
level is not well described quantitatively within a model of noninteracting composite fermions.
Composite fermions are believed to be relevant for at least some of the
physics in the second Landau level; most notably, the 5/2 FQHE is
thought to originate from a pairing instability of the
composite-fermion Fermi sea resulting from a weak attractive
interaction between composite fermions. It has not been ruled out
that the other second-Landau level FQHE states may also be explicable
in terms of interacting
composite fermions, with the inter-composite fermion interaction making
substantial quantitative, but not qualitative, corrections; this
scenario would seem natural in view of the fact that, apart from 5/2,
the second Landau
level FQHE also occurs at n/(2pn+1). However, an exciting possibility
is that
a different paradigm will be needed for
the physics of the second Landau level FQHE. Certain proposals for
the
second Landau level FQHE imply the existence of quasiparticle
excitations obeying non-Abelian braiding
statistics; if observed, this would be the first realization of such
statistics in physics.
- Quantifying disorder: A
quantative theory of the role of disorder in FQHE is not yet available.
That is likely to be a complex issue, given that a combined treatment
of interaction and disorder is a notoriously difficult problem even for
two-dimensional electrons in zero
magnetic field.
Further reading
A huge number of scientists have made
significant contributions to the field of composite fermion. The
interested reader may find it useful to consult the following books
and review articles:
Books
- "Composite
Fermions," Jainendra Jain, Cambridge University Press, 2007.
- "Composite
Fermions," O. Heinonen (editor), World Scientific,
1998.
- "Perspectives
in Quantum Hall Effects," S. Das Sarma and A. Pinczuk (editors),
Wiley, 1997.
- "Quantum
Theory of the Electron Liquid," G.F. Giuliani and G. Vignale,
Cambridge University Press, 2005.
- "Quantum
Hall Systems: Braid Groups, Composite Fermions, and Fractional Charge,"
Lucjan Jacak, Piotr Sitko, Konrad Wieczorek, and Arkadiusz Wojs, Oxford
University Press, 2003.
Pedagogical
articles
- "The
fractional
quantum Hall effect," Rev. Mod. Phys. 71, S298-S305 (1999), H.L.
Stormer, D.C. Tsui, A.C. Gossard
- "Composite Fermions," H.L. Stormer and D.C. Tsui, in "Perspectives
in Quantum Hall Effects," edited by S. Das Sarma and A. Pinczuk,
Wiley, 1997.
- "The
composite fermion: A quantum particle and its quantum fluids,"
Physics Today, 53(4), 39 (2000), J.K. Jain
- "Research
Topic: Composite Fermions ," K. von Klitzing group web page
- "Composite fermions and the fractional quantum Hall effect in a
two-dimensional electron system," I.V. Kukushkin, J.H. Smet, and K. von
Klitzing, in "Problems
of Condensed Matter Physics," edited by Alexei L. Ivanov and Sergei
G. Tikhodeev.
- "Composite
fermions and the Fermion-Chern-Simons Theory," Physica E 20, 71-78
(2003), B.I. Halperin
- "The role of
analogy in unraveling the fractional quantum Hall effect mystery,"
Physica E 20, 79-88 (2003), J.K. Jain